Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (17 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Jan 2019 to 8 Dec 2019)
-
- [FCA CF] Material risk taker (22 Jan 2024 to 1 Nov 2024)
- [FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
-
- [PRA CF] Key function holder (22 Jan 2024 to 25 Sep 2024)
- [FCA CF] Material risk taker (22 Jan 2024 to 1 Nov 2024)
- [FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
-
- [FCA CF] Material risk taker (22 Jan 2024 to 1 Nov 2024)
- [FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
-
- [FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
-
- [FCA CF] Significant management (27 Jan 2022 to 28 Aug 2024)
-
- CF1 Director (13 Sep 2011 to 23 Aug 2016)
- CF10 Compliance Oversight (13 Sep 2011 to 23 Aug 2016)
-
- CF1 Director (13 Sep 2011 to 23 Aug 2016)
- CF10 Compliance Oversight (13 Sep 2011 to 23 Aug 2016)
-
- CF10 Compliance Oversight (5 Sep 2011 to 23 Aug 2016)
- CF1 Director (5 Sep 2011 to 23 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.