Mark William Newman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Material risk taker (since 15 Aug 2025)
- [FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- [FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Material risk taker (since 15 Aug 2025)
- [FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
FRN 622916
- [FCA CF] Material risk taker (since 15 Aug 2025)
- [FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Manager of certification employee (since 23 Jan 2023)
- [FCA CF] Significant management (since 27 Apr 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.