Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Significant management (since 18 Aug 2025)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Significant management (since 18 Aug 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 18 Aug 2025)
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- [FCA CF] Significant management (since 18 Aug 2025)
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- [FCA CF] Significant management (since 18 Aug 2025)
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- [FCA CF] Significant management (31 Jul 2020 to 27 Sep 2021)
- [FCA CF] Client dealing (14 Jul 2020 to 14 Feb 2021)
- [FCA CF] Material risk taker (14 Jul 2020 to 14 Feb 2021)
- [FCA CF] Manager of certification employee (14 Jul 2020 to 15 Feb 2021)
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- [FCA CF] Significant management (31 Jul 2020 to 27 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.