Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- SMF7 Group Entity Senior Manager (since 27 Aug 2025)
- SMF1 Chief Executive (30 Nov 2023 to 27 Aug 2025)
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF7 Group Entity Senior Manager (since 30 Nov 2023)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- SMF7 Group Entity Senior Manager (since 30 Nov 2023)
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- SMF7 Group Entity Senior Manager (since 30 Nov 2023)
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- SMF1 Chief Executive (since 30 Nov 2023)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 21 Oct 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (17 Jul 2017 to 9 Dec 2018)
- CF11 Money Laundering Reporting (16 Dec 2011 to 25 May 2012)
- CF28 Systems and controls (1 Jun 2010 to 15 Nov 2010)
- CF14 Risk Assessment (14 Jul 2005 to 31 Aug 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 3 May 2002)
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- CF1 Director (17 Jul 2017 to 21 Oct 2019)
- CF11 Money Laundering Reporting (16 Dec 2011 to 25 May 2012)
- CF28 Systems and controls (1 Jun 2010 to 15 Nov 2010)
- CF14 Risk Assessment (5 Jul 2005 to 31 Aug 2005)
- CF10 Compliance Oversight (5 Jul 2005 to 31 Aug 2005)
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- CF10 Compliance Oversight (1 Dec 2001 to 3 May 2002)
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- CF10 Compliance Oversight (1 Dec 2001 to 3 May 2002)
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- CF10 Compliance Oversight (1 Dec 2001 to 3 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.