Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Significant management (since 6 Feb 2023)
- [FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Significant management (since 6 Feb 2023)
- [FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
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- [FCA CF] Significant management (since 6 Feb 2023)
- [FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 6 Feb 2023)
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- [FCA CF] Significant management (since 6 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.