ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Unit
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Unit
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Stockbroking
For Professional, Retail (Investment), Unit
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Investment Setup
For Professional, Retail (Investment), Unit
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Holds Your Assets
For Professional, Retail (Investment), Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Phillip Smith
IRN MXS05309
- [FCA CF] Material risk taker (since 1 Jan 2026)
- [FCA CF] Significant management (since 2 Jun 2025)
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Michael Ian Karn
IRN MIK01029
- [FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
- CF10a CASS Oversight function (3 Nov 2014 to 3 Jul 2017)
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Nicholas James Froggatt
IRN NJF00007
- [FCA CF] Manager of certification employee (1 Jan 2020 to 31 Dec 2020)
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Nicholas James Hunt
IRN NJH01246
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
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Nicholas John Page
IRN NXP00184
- [FCA CF] Significant management (17 Aug 2021 to 12 Sep 2022)
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Nicola Mary Finnigan
IRN NXF00160
- [FCA CF] Significant management (25 Jul 2023 to 2 Mar 2026)
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Nicola Rachel Robins
IRN NXR00330
- SMF18 Other Overall Responsibility (since 23 Oct 2024)
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Paul Loftus
IRN PXL78437
- [FCA CF] Material risk taker (since 1 Dec 2024)
- [FCA CF] Significant management (since 1 Dec 2024)
- [FCA CF] Manager of certification employee (10 Jan 2025 to 29 Oct 2025)
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Paul Matthew Fell
IRN PXF00212
- [FCA CF] Significant management (since 6 Feb 2023)
- [FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
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Paul Michael Mackinnon
IRN PXM43302
- [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.