Michael Ian Karn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • [FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
    • CF10a CASS Oversight function (12 Apr 2013 to 3 Jul 2017)
    • CF29 Significant management (12 Apr 2013 to 29 May 2015)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • [FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 11 Jun 2021)
    • CF29 Significant management (12 Apr 2013 to 29 May 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Significant management (24 Jan 2024 to 13 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • [FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
    • CF10a CASS Oversight function (3 Nov 2014 to 3 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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