Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Miranda Jane Best

  IRN MJB01572

  • [FCA CF] Manager of certification employee (since 21 Jun 2024)
  • [FCA CF] Material risk taker (since 27 Jan 2023)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (18 Dec 2019 to 6 Jun 2022)
  • CF4 Partner (8 Apr 2010 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (7 Mar 2006 to 31 Oct 2007)
• Mohammad Saad Bin Sohail

  IRN MSS01175

  • CF30 Customer (12 Dec 2012 to 12 Sep 2015)
• Myles Columba Marmion

  IRN MCM01061

  • SMF2 Chief Finance (9 Dec 2019 to 1 Apr 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
  • SMF27 Partner (9 Dec 2019 to 1 Apr 2021)
  • CF3 Chief Executive (27 Feb 2014 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 10 Sep 2012)
  • CF4 Partner (2 Apr 2009 to 9 Dec 2019)
• Neil Alan McLeish

  IRN NAM01050

  • SMF18 Other Overall Responsibility (since 30 Jun 2023)
  • [FCA CF] Material risk taker (since 7 Oct 2022)
  • [FCA CF] Manager of certification employee (1 Jun 2023 to 31 May 2024)
• Nicholas Frederick Jones

  IRN NFJ01005

  • CF4 Partner (23 Apr 2004 to 30 Sep 2005)
• Nicholas Paul Horder

  IRN NPH01066

  • [FCA CF] CASS oversight function (9 Dec 2019 to 25 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Apr 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Apr 2022)
  • CF10a CASS Oversight function (10 Sep 2012 to 9 Dec 2019)
  • CF4 Partner (7 Apr 2006 to 9 Dec 2019)
• Nicola Jane Taskis

  IRN NXT00100

  • [FCA CF] CASS oversight function (since 1 Jul 2023)
  • [FCA CF] Manager of certification employee (since 1 Jun 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
• Nicole Wardle

  IRN NXW00334

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 15 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
• Oliver Shale

  IRN OXS23411

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
• Oliver William Pile

  IRN OWP01001

  • [FCA CF] Manager of certification employee (17 Jul 2023 to 27 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • CF30 Customer (11 Sep 2009 to 8 Dec 2019)

No changes recorded yet.