Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 27 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
    • CF30 Customer (11 Sep 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.