Odd Asset Management Ltd

• Principal Place of Business

  5 - 8 The Sanctuary

  London

  SW1P 3JS

  UNITED KINGDOM

  Phone

  +4402038972302

  Web

  https://www.tyndallim.co.uk

• Complaints Contact

  5 - 8 The Sanctuary

  London

  SW1P 3JS

  UNITED KINGDOM

  Phone

  +4402038972302

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Oughtred Mark Horsley

  IRN AOH00003

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Apr 2023)
  • [FCA CF] Client dealing (since 4 Apr 2023)
• Alexander Paul Valdemar Odd

  IRN APO01007

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Oct 2022)
  • CF3 Chief Executive (1 Aug 2018 to 8 Dec 2019)
  • CF1 Director (14 Apr 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Apr 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Apr 2015 to 8 Dec 2019)
  • CF30 Customer (14 Apr 2015 to 8 Dec 2019)
• Amanda Susan Odd

  IRN ASO01032

  • CF1 Director (14 Apr 2015 to 10 Apr 2018)
• Anthony Snowden

  IRN AXS04056

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 27 Jun 2024)
  • [FCA CF] Client dealing (since 27 Jun 2024)
• Christopher Henry Mark Jeffreys

  IRN CHJ01007

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 13 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 13 Nov 2020)
• Dennis Cooper

  IRN DXC01334

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • [FCA CF] Client dealing (since 1 Jun 2023)
• Edward Nicholas Burton Harvey

  IRN ENH01005

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
  • [FCA CF] Client dealing (since 2 Oct 2023)
• Edward Richard Philip Baring

  IRN ERB01007

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
  • [FCA CF] Client dealing (since 31 Aug 2023)
• Edward Rupert Allen

  IRN ERA01012

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (20 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (31 May 2017 to 8 Dec 2019)
• Felix Giles Kepple Wintle

  IRN FGW01003

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)

No changes recorded yet.