Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Oct 2022)
    • CF3 Chief Executive (1 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (14 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Apr 2015 to 8 Dec 2019)
    • CF1 Director (14 Apr 2015 to 8 Dec 2019)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF30 Customer (1 Nov 2007 to 1 Jul 2013)
    • CF27 Investment Management (11 Mar 2005 to 31 Oct 2007)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.