Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Odd Asset Management Ltd
FRN 660915
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Oct 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Oct 2022)
- CF3 Chief Executive (1 Aug 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Apr 2015 to 8 Dec 2019)
- CF30 Customer (14 Apr 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Apr 2015 to 8 Dec 2019)
- CF1 Director (14 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Jul 2013)
- CF27 Investment Management (11 Mar 2005 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.