Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Odd Asset Management Ltd
FRN 660915
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (20 Apr 2018 to 8 Dec 2019)
- CF30 Customer (31 May 2017 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2016 to 2 Mar 2017)
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- CF30 Customer (12 Nov 2016 to 2 Mar 2017)
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- CF30 Customer (1 May 2014 to 2 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.