Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (20 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (31 May 2017 to 8 Dec 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (12 Nov 2016 to 2 Mar 2017)
    • CF30 Customer (12 Nov 2016 to 2 Mar 2017)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • CF30 Customer (1 May 2014 to 2 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.