Dennis Cooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Odd Asset Management Ltd

    FRN 660915

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 May 2023)
    • CF30 Customer (11 Jul 2012 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF21 Investment Adviser (17 Oct 2005 to 11 Nov 2005)
    • CF27 Investment Management (17 Oct 2005 to 11 Nov 2005)

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Updates to this individual's record on the FCA register.

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