Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Odd Asset Management Ltd
FRN 660915
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 27 Jun 2024)
- [FCA CF] Client dealing (since 27 Jun 2024)
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- [FCA CF] Client dealing (14 Sep 2023 to 23 Apr 2024)
- [FCA CF] Functions requiring qualifications (14 Sep 2023 to 23 Apr 2024)
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- [FCA CF] Manager of certification employee (1 Jun 2021 to 11 May 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 11 May 2022)
- CF30 Customer (1 Jun 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.