Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 27 Jun 2024)
    • [FCA CF] Client dealing (since 27 Jun 2024)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • [FCA CF] Client dealing (14 Sep 2023 to 23 Apr 2024)
    • [FCA CF] Functions requiring qualifications (14 Sep 2023 to 23 Apr 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 11 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2022)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.