Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jul 2022)
    • [FCA CF] Significant management (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • [FCA CF] Manager of certification employee (since 26 Mar 2021)
    • [FCA CF] Algorithmic trading (since 26 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 28 Apr 2023)
    • [FCA CF] Material risk taker (since 1 Jul 2022)
    • [FCA CF] Significant management (since 1 Jul 2022)
    • [FCA CF] Manager of certification employee (since 19 Feb 2021)
    • [FCA CF] Algorithmic trading (since 19 Feb 2021)
    • [FCA CF] Client dealing (since 19 Feb 2021)
    • CF30 Customer (21 Aug 2017 to 8 Dec 2019)
  • Woodford Investment Management Limited (no longer approved here)

    FRN 745433

    • CF30 Customer (30 Sep 2016 to 11 May 2017)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • CF30 Customer (21 Jul 2014 to 1 Aug 2014)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • CF30 Customer (12 Dec 2012 to 12 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.