Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- [FCA CF] Material risk taker (since 1 Jul 2022)
- [FCA CF] Significant management (since 1 Jul 2022)
- [FCA CF] Client dealing (since 26 Mar 2021)
- [FCA CF] Manager of certification employee (since 26 Mar 2021)
- [FCA CF] Algorithmic trading (since 26 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 28 Apr 2023)
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Sarasin & Partners LLP
FRN 475111
- [FCA CF] Material risk taker (since 1 Jul 2022)
- [FCA CF] Significant management (since 1 Jul 2022)
- [FCA CF] Manager of certification employee (since 19 Feb 2021)
- [FCA CF] Algorithmic trading (since 19 Feb 2021)
- [FCA CF] Client dealing (since 19 Feb 2021)
- CF30 Customer (21 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (30 Sep 2016 to 11 May 2017)
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- CF30 Customer (21 Jul 2014 to 1 Aug 2014)
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- CF30 Customer (12 Dec 2012 to 12 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.