Neil Alan McLeish

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • SMF18 Other Overall Responsibility (since 30 Jun 2023)
    • [FCA CF] Material risk taker (since 7 Oct 2022)
    • [FCA CF] Manager of certification employee (1 Jun 2023 to 31 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 5 Feb 2021)
    • CF29 Significant management (10 Jun 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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