Nicholas Paul Horder

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
    • CF10a CASS Oversight function (10 Sep 2012 to 9 Dec 2019)
    • CF4 Partner (7 Apr 2006 to 9 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 25 Apr 2022)
    • CF10a CASS Oversight function (1 Mar 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.