Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF2 Chief Finance (9 Dec 2019 to 1 Apr 2021)
- SMF27 Partner (9 Dec 2019 to 1 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
- CF3 Chief Executive (27 Feb 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 10 Sep 2012)
- CF4 Partner (2 Apr 2009 to 9 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
- CF1 Director (21 Jul 2014 to 8 Dec 2019)
- CF3 Chief Executive (21 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.