Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • SMF2 Chief Finance (9 Dec 2019 to 1 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
    • CF3 Chief Executive (27 Feb 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 10 Sep 2012)
    • CF4 Partner (2 Apr 2009 to 9 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
    • CF1 Director (21 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (21 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.