Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- [FCA CF] Manager of certification employee (since 21 Jun 2024)
- [FCA CF] Material risk taker (since 27 Jan 2023)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (18 Dec 2019 to 6 Jun 2022)
- CF4 Partner (8 Apr 2010 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (7 Mar 2006 to 31 Oct 2007)
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Ruffer AIFM Limited
FRN 613490
- [FCA CF] Material risk taker (since 27 Jan 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (18 Dec 2019 to 12 Sep 2022)
- CF1 Director (18 Jul 2018 to 8 Dec 2019)
- CF30 Customer (20 Nov 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.