QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Reynolds

    IRN DXR00469

    • [FCA CF] Significant management (since 22 Sep 2023)
  • David Richard Boardman

    IRN DRB01165

    • CF30 Customer (19 Jan 2011 to 25 Jul 2011)
  • David Richard Lyons

    IRN DRL00011

    • CF30 Customer (22 Aug 2012 to 2 Jul 2014)
  • David Richard Piper

    IRN DRP00021

    • Appointed representative dealing with clients for which they require qualification (29 Dec 2021 to 18 Nov 2024)
    • CF1 Director (AR) (12 Feb 2021 to 18 Nov 2024)
    • CF30 Customer (12 Feb 2021 to 18 Nov 2024)
  • David Robert Gunson

    IRN DRG00016

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jul 2021)
    • CF30 Customer (1 Aug 2013 to 12 Jul 2021)
  • David Robert Kelly

    IRN DRK01037

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2021)
    • CF30 Customer (31 May 2017 to 9 Feb 2021)
    • CF1 Director (AR) (31 May 2017 to 9 Feb 2021)
    • CF22 Investment Adviser (Trainee) (27 Jun 2007 to 31 Oct 2007)
  • David Robert Mallouppa

    IRN DXM00203

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 7 Aug 2015)
  • David Robert Preece

    IRN DRP01089

    • CF1 Director (AR) (16 Feb 2009 to 30 Sep 2010)
  • David Robert Watson

    IRN DRW01090

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 May 2024)
    • CF30 Customer (since 2 May 2024)
    • CF1 Director (AR) (since 2 May 2024)
  • David Robert Williams

    IRN DRW00030

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jun 2022)
    • CF30 Customer (19 Jul 2013 to 27 Jun 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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