David Richard Piper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (29 Dec 2021 to 18 Nov 2024)
    • CF1 Director (AR) (12 Feb 2021 to 18 Nov 2024)
    • CF30 Customer (12 Feb 2021 to 18 Nov 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (12 Feb 2021 to 18 Jun 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2022)
    • CF1 Director (AR) (20 Mar 2003 to 1 Jan 2022)
    • CF21 Investment Adviser (20 Mar 2003 to 31 Oct 2007)
  • Syon Financial Limited (no longer approved here)

    FRN 222107

    • Employed By (20 Mar 2003 to 18 Nov 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.