Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 3 May 2024)
- CF1 Director (AR) (since 2 May 2024)
- CF30 Customer (since 2 May 2024)
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Glenearn Wealth Management Limited
FRN 1010959
- (1)Employed By (since 2 May 2024)
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- CF30 Customer (6 Jul 2010 to 14 Nov 2012)
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- CF30 Customer (15 Mar 2010 to 30 Jul 2010)
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- CF30 Customer (1 Oct 2008 to 14 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.