David Richard Boardman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tom French & Associates Limited

    FRN 185513

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 31 Aug 2012)
  • David Boardman (no longer approved here)

    FRN 561846

    • Employed By (6 Sep 2011 to 31 Aug 2012)
  • Clearwater Financial Ltd (no longer approved here)

    FRN 500324

    • Employed By (10 Feb 2011 to 25 Jul 2011)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Jan 2011 to 25 Jul 2011)
  • Vision Financial Management Ltd (no longer approved here)

    FRN 501422

    • Employed By (19 Jan 2011 to 10 Feb 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Jul 2008 to 12 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.