David Robert Kelly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2021)
    • CF30 Customer (31 May 2017 to 9 Feb 2021)
    • CF1 Director (AR) (31 May 2017 to 9 Feb 2021)
    • CF22 Investment Adviser (Trainee) (27 Jun 2007 to 31 Oct 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 May 2017 to 9 Feb 2021)
  • INTERESTME FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 542680

    • Responsible for Insurance Mediation (12 Oct 2011 to 21 Apr 2017)
    • CF11 Money Laundering Reporting (12 Oct 2011 to 20 Oct 2015)
    • CF30 Customer (12 Oct 2011 to 28 Apr 2017)
    • CF1 Director (12 Oct 2011 to 21 Apr 2017)
    • CF10 Compliance Oversight (12 Oct 2011 to 20 Oct 2015)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (25 Oct 2005 to 17 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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