David Robert Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 May 2022)
    • [FCA CF] Client dealing (since 25 May 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jun 2022)
    • CF30 Customer (19 Jul 2013 to 27 Jun 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (267)Employed By (19 Jul 2013 to 27 Jun 2022)
  • Goodmans Financial Planning Ltd (no longer approved here)

    FRN 513667

    • CF30 Customer (21 Feb 2012 to 31 Dec 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 4 Jul 2012)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 13 Dec 2005)
  • Mortgage Solutions (SW) Ltd (no longer approved here)

    FRN 417457

    • (2)Employed By (21 Dec 2004 to 1 Oct 2005)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (22 Nov 2004 to 31 Jan 2007)
    • CF1 Director (AR) (1 Dec 2001 to 22 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2005)
  • Investment Solutions (no longer approved here)

    FRN 165376

    • (2)Employed By (1 Dec 2001 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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