David Robert Preece

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Jun 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (8 Jan 2007 to 1 Jul 2019)
    • CF8 Apportionment and Oversight (8 Jan 2007 to 31 Mar 2009)
    • CF14 Risk Assessment (8 Jan 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (8 Jan 2007 to 18 Jan 2016)
    • CF1 Director (AR) (8 Jan 2007 to 26 Jan 2018)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2019)
    • CF1 Director (AR) (1 Jul 2011 to 26 Jan 2018)
    • CF1 Director (1 Jun 2007 to 1 Jul 2019)
    • Responsible for Insurance Mediation (1 Jun 2007 to 30 Sep 2018)
  • CAPITAL PROTECT LIMITED (no longer approved here)

    FRN 531444

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2019)
    • CF1 Director (2 Nov 2010 to 1 Jul 2019)
    • Responsible for Insurance Mediation (2 Nov 2010 to 30 Sep 2018)
  • Capital Private Finance Ltd (no longer approved here)

    FRN 553772

    • Employed By (1 Jul 2011 to 2 Aug 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (16 Feb 2009 to 30 Sep 2010)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (31 Oct 2004 to 8 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.