David Richard Lyons

• Legacy Wealth Management Limited

  FRN 717307

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF30 Customer (7 Jul 2014 to 24 Aug 2015)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (22 Aug 2012 to 2 Jul 2014)
• David Lyons (no longer approved here)

  FRN 586401

  • Employed By (22 Aug 2012 to 2 Jul 2014)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF30 Customer (16 Nov 2009 to 13 Aug 2012)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF21 Investment Adviser (24 Mar 2003 to 5 Jan 2007)
• N.F.U. Mutual Unit Managers Limited (no longer approved here)

  FRN 121922

  • CF21 Investment Adviser (24 Mar 2003 to 5 Jan 2007)

No changes recorded yet.