Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon John Dunn

  IRN SJD01188

  • CF30 Customer (3 Jan 2012 to 9 Sep 2013)
• Simon Moffatt

  IRN STM01065

  • SMF3 Executive Director (since 2 Aug 2021)
  • CF1 Director (26 Jul 2016 to 31 Jan 2018)
• Simon Victor Gibbs

  IRN SVG00002

  • CF30 Customer (14 Jan 2013 to 9 Sep 2013)
• Simone Morgan

  IRN SXT00128

  • CF30 Customer (28 Nov 2011 to 5 Dec 2011)
• Spencer Lee Horgan

  IRN SLH01058

  • [FCA CF] Significant management (since 1 Nov 2023)
  • SMF3 Executive Director (since 19 Jan 2023)
• Stanley Russell

  IRN SXR01537

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF24 Pension Transfer Specialist (17 Mar 2005 to 31 Oct 2007)
• Stephen Arthur Ayres

  IRN SXA00056

  • CF30 Customer (4 Sep 2012 to 9 Sep 2013)
• Stephen Derek Griffiths

  IRN SDG00011

  • CF30 Customer (7 May 2013 to 9 Sep 2013)
• Stephen Fenty

  IRN SGF00011

  • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
• Stephen Henry Lock

  IRN SHL01016

  • CF11 Money Laundering Reporting (14 Mar 2003 to 30 Jun 2006)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.