Stephen Arthur Ayres

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (12 Oct 2020 to 2 Apr 2024)
- CF4 Partner (AR) (26 Aug 2020 to 1 Sep 2020)
- CF30 Customer (26 Aug 2020 to 2 Apr 2024)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF4 Partner (AR) (26 Aug 2020 to 1 Sep 2020)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (4 Sep 2012 to 9 Sep 2013)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (23 Feb 2011 to 3 Sep 2012)
Merchant House Financial Services Ltd (no longer approved here)
FRN 538416
- Employed By (23 Feb 2011 to 3 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.