Simon John Dunn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (9 Sep 2013 to 29 Apr 2014)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (3 Jan 2012 to 9 Sep 2013)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (31 Jul 2009 to 29 Nov 2011)
- CF30 Customer (8 Feb 2008 to 29 Nov 2011)
ValidPath Limited (no longer approved here)
FRN 197107
- CF30 Customer (1 Nov 2007 to 26 Feb 2008)
- CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
Wealthwise Corporate Financial Management Ltd (no longer approved here)
FRN 434912
- (1)Employed By (3 Jul 2007 to 26 Feb 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.