Simone Morgan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • CF1 Director (AR) (since 14 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Feb 2026)
    • CF30 Customer (22 Mar 2018 to 6 Feb 2026)
  • PRM Wealth Management Ltd

    FRN 531741

    • (1)Employed By (since 22 Mar 2018)
  • Edwards Wealth Ltd (no longer approved here)

    FRN 416398

    • (5)Employed By (16 Jun 2017 to 2 Jan 2018)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 7 Jul 2017)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (28 Nov 2011 to 5 Dec 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 Mar 2011 to 15 Jan 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 21 Mar 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (30 Apr 2002 to 3 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at PRM Wealth Management Ltd

  2. controlled function added: (1)Employed By at PRM Wealth Management Ltd