Stephen Fenty

• New Leaf Distribution Limited

  FRN 460421

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Nov 2021)
  • [FCA CF] Client dealing (since 24 Nov 2021)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Oct 2021)
  • CF30 Customer (13 Mar 2019 to 27 Oct 2021)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • CF30 Customer (9 Sep 2013 to 28 Mar 2019)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
• Newcastle Financial Advisers Limited (no longer approved here)

  FRN 222899

  • (100)Employed By (1 Feb 2010 to 31 Dec 2011)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (1 Feb 2010 to 31 Dec 2011)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (12 May 2008 to 31 Dec 2009)
• HL Partnership Limited (no longer approved here)

  FRN 303397

  • CF1 Director (AR) (9 Apr 2008 to 18 Jun 2012)
• Ontrack Financial Services (no longer approved here)

  FRN 195886

  • (5)Employed By (29 Aug 2007 to 1 Apr 2008)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF21 Investment Adviser (27 Dec 2006 to 1 Sep 2007)
  • CF22 Investment Adviser (Trainee) (13 Jul 2006 to 27 Dec 2006)

No changes recorded yet.