Simon Victor Gibbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2021)
    • [FCA CF] Client dealing (since 9 Feb 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Manager of certification employee (28 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (28 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (26 Sep 2016 to 28 Sep 2018)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (26 Sep 2016 to 28 Sep 2018)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (14 Jan 2013 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.