Spencer Lee Horgan

• Investment Funds Direct Limited

  FRN 114432

  • [FCA CF] Manager of certification employee (since 17 Feb 2025)
• Prudential Lifetime Mortgages Limited

  FRN 119350

  • [FCA CF] Significant management (since 1 Nov 2023)
  • SMF3 Executive Director (since 15 Aug 2022)
• Prudential Distribution Limited

  FRN 194709

  • [FCA CF] Significant management (since 1 Nov 2023)
  • SMF3 Executive Director (since 19 Jan 2023)
• M&G Wealth Investments LLP

  FRN 229445

  • [FCA CF] Manager of certification employee (since 14 Feb 2023)
• Prudential Pensions Limited

  FRN 110434

  • SMF2 Chief Finance (since 15 Aug 2022)
• The Prudential Assurance Company Limited

  FRN 139793

  • SMF2 Chief Finance (since 15 Aug 2022)
• M & G Securities Limited (no longer approved here)

  FRN 122057

  • [FCA CF] Material risk taker (15 Feb 2023 to 16 Feb 2024)
  • [FCA CF] Significant management (15 Feb 2021 to 16 Feb 2024)
  • [FCA CF] Manager of certification employee (15 Feb 2021 to 15 Feb 2023)
• M&G Alternatives Investment Management Limited (no longer approved here)

  FRN 122011

  • [FCA CF] Material risk taker (2 Oct 2021 to 19 Feb 2024)
  • [FCA CF] Significant management (15 Feb 2021 to 19 Feb 2024)
  • [FCA CF] Manager of certification employee (15 Feb 2021 to 15 Feb 2023)
• M&G Investment Management Limited (no longer approved here)

  FRN 119328

  • [FCA CF] Manager of certification employee (15 Feb 2021 to 15 Feb 2023)
  • [FCA CF] Significant management (15 Feb 2021 to 16 Feb 2024)
• Deutsche Bank AG (no longer approved here)

  FRN 150018

  • CF30 Customer (1 Nov 2007 to 20 Nov 2012)
  • CF21 Investment Adviser (17 Oct 2002 to 31 Oct 2007)

No changes recorded yet.