Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen James Deakin
IRN SJD00051
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Stephen Jeffrey Collinson
IRN SXC00006
- CF21 Investment Adviser (10 Jan 2005 to 28 Jan 2005)
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Stephen John Stolworthy
IRN SJS00036
- CF30 Customer (5 Mar 2012 to 9 Sep 2013)
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Stephen Michael Hancock
IRN SXH01478
- CF11 Money Laundering Reporting (25 Apr 2007 to 2 May 2008)
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Steven John Black
IRN SJB00108
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF24 Pension Transfer Specialist (22 Mar 2005 to 31 Oct 2007)
- CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)
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Steven John Ellarby
IRN SJE01114
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Steven Michael Jarzyna
IRN SMJ01077
- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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Steven Paul Andrews
IRN SPA01040
- CF30 Customer (7 May 2013 to 9 Sep 2013)
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Steven Paul Scott Duncombe
IRN SPD00017
- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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Stewart John Roberts
IRN SJR00046
- CF30 Customer (5 Mar 2012 to 9 Sep 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.