Stephen John Stolworthy

• QUILTER FINANCIAL SERVICES LIMITED

  FRN 440703

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 19 Jan 2023)
  • CF30 Customer (since 12 Dec 2022)
• Clear Financial Services (UK) Ltd

  FRN 527437

  • Employed By (since 12 Dec 2022)
• Beckett Financial Services Limited (no longer approved here)

  FRN 138104

  • [FCA CF] Functions requiring qualifications (30 Mar 2022 to 15 Aug 2022)
  • [FCA CF] Client dealing (30 Mar 2022 to 15 Aug 2022)
• Citrus Wealth Management Limited (no longer approved here)

  FRN 429045

  • [FCA CF] Client dealing (2 Mar 2021 to 28 Jan 2022)
  • [FCA CF] Functions requiring qualifications (2 Mar 2021 to 28 Jan 2022)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • CF30 Customer (9 Sep 2013 to 12 Jun 2019)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (4 Jul 2011 to 4 Jul 2011)
  • CF22 Investment Adviser (Trainee) (10 Oct 2005 to 1 Oct 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
• Foster Denovo Limited (no longer approved here)

  FRN 462728

  • CF30 Customer (4 Jul 2011 to 13 Dec 2011)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (7 Jun 2011 to 30 Jun 2011)
• SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 100013

  • CF30 Customer (1 Nov 2007 to 2 Jan 2009)
  • CF22 Investment Adviser (Trainee) (12 Oct 2006 to 31 Oct 2007)

No changes recorded yet.