Stewart John Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kellyhill Financial Planning Ltd (no longer approved here)

    FRN 989286

    • (4)Employed By (3 Jul 2023 to 8 Sep 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 5 Feb 2024)
    • CF30 Customer (7 Jul 2020 to 8 Sep 2023)
    • CF1 Director (AR) (7 Jul 2020 to 8 Sep 2023)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
  • Peartree Wealth Management Ltd (no longer approved here)

    FRN 224273

    • CF1 Director (22 Feb 2011 to 2 Mar 2012)
    • CF30 Customer (23 Jul 2009 to 2 Mar 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (7 Apr 2009 to 2 Jul 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.