Peartree Wealth Management Ltd

Date authorised
1 April 2013
Companies House
04586658
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Peartree Wealth Management Ltd
    Thremhall Park
    Start Hill
    Bishop's Stortford
    Essex
    CM22 7WE
    UNITED KINGDOM
    Phone
    +4401279851858
    Web
    https://www.ptwm.co.uk

  • Complaints Contact

    Peartree Wealth Management Ltd
    Thremhall Park
    Start Hill
    Bishop's Stortford
    Essex
    CM22 7WE
    UNITED KINGDOM
    Phone
    +4401279851858

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ahmar Faraz Manzoor

    IRN AFM01100

    • CF30 Customer (3 Feb 2017 to 7 May 2019)
  • Howard Brian Roberts

    IRN HBR00007

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (4 Aug 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Aug 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Aug 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Aug 2003 to 8 Dec 2019)
    • CF1 Director (4 Aug 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Aug 2003 to 1 Nov 2007)
  • Joseph John Hogg

    IRN JXH01149

    • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 17 Oct 2024)
    • [FCA CF] Client dealing (1 Aug 2023 to 17 Oct 2024)
  • Stewart John Roberts

    IRN SJR00046

    • CF1 Director (22 Feb 2011 to 2 Mar 2012)
    • CF30 Customer (23 Jul 2009 to 2 Mar 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.