Steven John Ellarby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • LRB Financial Planning LTD

    FRN 939115

    • (1)Employed By (since 20 Jan 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Apr 2011 to 30 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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