Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stuart Brockless

  IRN SXB00114

  • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
• Stuart David Groves

  IRN SDG01060

  • CF30 Customer (30 Oct 2012 to 9 Sep 2013)
• Susan Jane Porter

  IRN SJP01325

  • CF30 Customer (25 Feb 2010 to 26 May 2011)
• Suzanne Williams

  IRN SXW01463

  • CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2002 to 31 Dec 2003)
• Terence John Howard

  IRN TJH01095

  • CF30 Customer (30 Oct 2012 to 9 Sep 2013)
• Thomas James Whittaker

  IRN TJW01083

  • CF10 Compliance Oversight (25 Mar 2009 to 2 Jul 2009)
  • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2014)
  • CF15 Internal Audit (5 Jan 2007 to 31 Oct 2007)
• Thomas Martin Tunney

  IRN TMT00006

  • CF30 Customer (16 Jan 2012 to 9 Sep 2013)
• Tim Walkden

  IRN TDW00007

  • CF30 Customer (28 Nov 2011 to 9 Sep 2013)
• Timothy Brian Stewart

  IRN TBS00001

  • CF30 Customer (8 May 2012 to 9 Sep 2013)
• Timothy James West Johnston

  IRN TJJ01030

  • CF21 Investment Adviser (18 Jul 2007 to 24 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 30 Jun 2007)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.