Stuart Brockless

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • CF30 Customer (9 Sep 2021 to 27 May 2022)
    • Appointed representative dealing with clients for which they require qualification (1 May 2021 to 27 May 2022)
    • [FCA CF] Client dealing (2 Nov 2020 to 27 May 2022)
    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 27 May 2022)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (8)Employed By (9 Sep 2021 to 27 May 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 2 Mar 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.