Suzanne Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capita Pension Solutions Limited (no longer approved here)
FRN 142484
- CF1 Director (5 Jun 2017 to 28 Oct 2019)
- CF11 Money Laundering Reporting (6 Mar 2014 to 4 Jul 2017)
- CF10 Compliance Oversight (6 Mar 2014 to 4 Jul 2017)
Capita Life & Pensions Regulated Services Limited (no longer approved here)
FRN 145540
- CF1 Director (5 Jun 2017 to 28 Oct 2019)
- CF10 Compliance Oversight (6 Mar 2014 to 8 Jun 2017)
- CF11 Money Laundering Reporting (6 Mar 2014 to 8 Jun 2017)
Western Mortgage Services Limited (no longer approved here)
FRN 303140
- CF1 Director (5 Jun 2017 to 28 Oct 2019)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2002 to 31 Dec 2003)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2002 to 31 Dec 2003)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2002 to 31 Dec 2003)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2002 to 31 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.