Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Timothy James William Tookey
IRN TJT01027
- CF14 Risk Assessment (20 Sep 2005 to 28 Oct 2005)
- CF10 Compliance Oversight (20 Sep 2005 to 28 Oct 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2003 to 16 Mar 2006)
- CF19 Significant Mgt (Financial Resources) (2 Oct 2003 to 16 Mar 2006)
- CF1 Director (27 Aug 2002 to 2 Oct 2003)
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Timothy John Crabbe
IRN TJC00014
- CF30 Customer (9 Jul 2013 to 9 Sep 2013)
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Timothy Shane Hanna
IRN TSH01024
- CF21 Investment Adviser (14 Jan 2005 to 28 Jan 2005)
- CF22 Investment Adviser (Trainee) (16 Sep 2004 to 14 Jan 2005)
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Tulsi Naidu
IRN TXN01165
- CF29 Significant management (20 Oct 2014 to 31 May 2016)
- CF1 Director (17 Feb 2010 to 20 Oct 2014)
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Valeria Locatelli
IRN VXL01173
- SMF7 Group Entity Senior Manager (20 May 2021 to 18 Feb 2022)
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Varnisha Maisuria
IRN VXM01190
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Victoria Alexandra Louise Meredith
IRN VAB00003
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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Vincent Stephen Timms
IRN VST00001
- CF30 Customer (8 May 2012 to 9 Sep 2013)
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Walayat Dogar
IRN WXD00023
- CF22 Investment Adviser (Trainee) (30 Dec 2004 to 30 Jun 2005)
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Warwick Everett Foster
IRN WEF01005
- CF19 Significant Mgt (Financial Resources) (17 Sep 2003 to 30 Apr 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Aug 2003 to 17 Sep 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.