Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • SMF7 Group Entity Senior Manager (1 Apr 2024 to 4 Jun 2025)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • SMF14 Senior Independent Director (29 Jan 2024 to 4 Jun 2025)
    • SMF11 Chair of the Audit Committee (28 Aug 2020 to 4 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (28 Aug 2020 to 4 Jun 2025)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • SMF7 Group Entity Senior Manager (28 Aug 2020 to 4 Jun 2025)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • SMF7 Group Entity Senior Manager (28 Aug 2020 to 4 Jun 2025)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • SMF7 Group Entity Senior Manager (24 Feb 2020 to 14 Jul 2022)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 13 Mar 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (9 Aug 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (8 Feb 2017 to 9 Aug 2017)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 13 Mar 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (9 Aug 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (8 Feb 2017 to 9 Aug 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (31 Aug 2017 to 13 Mar 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF1 Director (9 Aug 2017 to 13 Mar 2019)
    • CF2 Non Executive Director (8 Feb 2017 to 10 Aug 2017)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF1 Director (9 Aug 2017 to 13 Mar 2019)
    • CF2 Non Executive Director (8 Feb 2017 to 10 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.