Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Buchanan Johnston Flynn Limited
FRN 175588
- (1)Employed By (since 23 Feb 2024)
- (5)Employed By (9 Apr 2008 to 23 Feb 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 14 Feb 2024)
- CF30 Customer (since 20 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2024)
- CF30 Customer (20 Aug 2012 to 23 Feb 2024)
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- CF21 Investment Adviser (18 Jul 2007 to 24 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Sep 2005 to 30 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Buchanan Johnston Flynn Limited
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controlled function added: (5)Employed By at Buchanan Johnston Flynn Limited
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controlled function added: (1)Employed By at Buchanan Johnston Flynn Limited