Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 23 Feb 2024)
    • (5)Employed By (9 Apr 2008 to 23 Feb 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 14 Feb 2024)
    • CF30 Customer (since 20 Oct 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2024)
    • CF30 Customer (20 Aug 2012 to 23 Feb 2024)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF21 Investment Adviser (18 Jul 2007 to 24 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 30 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Buchanan Johnston Flynn Limited

  2. controlled function added: (5)Employed By at Buchanan Johnston Flynn Limited

  3. controlled function added: (1)Employed By at Buchanan Johnston Flynn Limited