Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
-
- [FCA CF] Manager of certification employee (13 Jun 2016 to 1 Jul 2018)
-
- CF30 Customer (9 Sep 2013 to 4 Apr 2014)
-
- CF30 Customer (7 May 2013 to 9 Sep 2013)
-
- CF21 Investment Adviser (25 Nov 2005 to 24 Feb 2006)
- CF22 Investment Adviser (Trainee) (22 Feb 2005 to 25 Nov 2005)
-
- CF22 Investment Adviser (Trainee) (17 Mar 2004 to 18 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.