Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marcia Ina Cantor-Grable

  IRN MIC01015

  • CF28 Systems and controls (2 Jul 2009 to 6 Jan 2014)
  • CF10 Compliance Oversight (2 Jul 2009 to 6 Jan 2014)
• Margaret Ellen Sadler

  IRN MES01057

  • CF16 Significant Mgt (Desgntd Investment Business) (6 Mar 2003 to 23 Jan 2004)
  • CF11 Money Laundering Reporting (14 Jun 2002 to 1 Oct 2002)
• Maria Julie Hamill

  IRN MJF01223

  • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 20 Sep 2007)
• Maria Romina Zecca

  IRN MRZ01003

  • CF30 Customer (30 Oct 2012 to 9 Sep 2013)
• Marion Glendinning

  IRN MXA00053

  • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
• Mark Alex McBride

  IRN MAM01222

  • CF22 Investment Adviser (Trainee) (29 Sep 2005 to 22 Dec 2005)
• Mark Eastlake

  IRN MBE01013

  • CF30 Customer (15 Jul 2013 to 9 Sep 2013)
• Mark Edward Tucker

  IRN MET01018

  • CF3 Chief Executive (11 Nov 2005 to 9 Jan 2006)
  • CF8 Apportionment and Oversight (11 Nov 2005 to 9 Jan 2006)
• Mark Harold Baxter

  IRN MHB01065

  • CF28 Systems and controls (7 Jul 2014 to 11 Nov 2015)
• Mark James St John Nancarrow

  IRN MXN00060

  • Responsible for Insurance Mediation (6 Jun 2006 to 10 Nov 2006)
  • CF1 Director (6 Jun 2006 to 10 Nov 2006)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.