Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 2 Jun 2021)
- CF30 Customer (since 5 May 2021)
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Mark Eastlake
FRN 948171
- (1)Employed By (since 5 May 2021)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
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- [FCA CF] Functions requiring qualifications (11 May 2016 to 1 Jul 2018)
- CF30 Customer (5 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (9 Sep 2013 to 4 Jun 2014)
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- CF30 Customer (15 Jul 2013 to 9 Sep 2013)
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- CF30 Customer (15 Mar 2010 to 30 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.