Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Jonathan Harris
IRN MJH00164
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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Mark Leaney
IRN MGL00010
- CF30 Customer (7 May 2013 to 9 Sep 2013)
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Mark McCafferty
IRN MAM00013
- CF30 Customer (7 May 2013 to 9 Sep 2013)
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Mark Peter Whybrew
IRN MPW01094
- CF30 Customer (2 Apr 2012 to 9 Sep 2013)
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Mark Roderick Hughson
IRN MRH00045
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Mark Samuel Hill
IRN MSH01100
- CF21 Investment Adviser (16 Jul 2007 to 17 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2005 to 30 Jun 2007)
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Mark Thomas FitzPatrick
IRN MTF00007
- CF10 Compliance Oversight (1 Dec 2001 to 3 May 2002)
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Mark Wayne Saunders
IRN MWS00006
- CF22 Investment Adviser (Trainee) (30 Dec 2004 to 30 Jun 2005)
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Martin Cain
IRN MXC02228
- CF30 Customer (25 Feb 2010 to 1 Apr 2011)
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Martin Edwards
IRN MXE00041
- CF30 Customer (17 Jan 2012 to 9 Sep 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.