Martin Cain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Responsible Life Limited (no longer approved here)
FRN 610205
- [FCA CF] Functions requiring qualifications (22 May 2023 to 23 Dec 2023)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (207)Employed By (28 Apr 2015 to 3 Aug 2015)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (17 Nov 2014 to 4 Mar 2015)
Financial Experience Ltd (no longer approved here)
FRN 500493
- (5)Employed By (11 Nov 2014 to 4 Mar 2015)
Hoyl Independent Advisers Ltd (no longer approved here)
FRN 433927
- CF30 Customer (1 Sep 2014 to 12 Sep 2014)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (25 Feb 2010 to 1 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.